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Regulatory Compliance Officer

Your responsibilities

The Employee’s duties will notably include, but will not be limited to the performance of the following tasks:
  • Manage and coordinate the monthly regulatory watchlist reporting and assist with monitoring regulatory changes impacting the business and its activities;
  • Analyze new regulations and perform gap analysis towards Bank’s process when applicable;
  • Maintain the Bank’s policies and procedures register up-to-date by drafting and/or reviewing policies and procedures;
  • Support Business teams by providing clear, reliable and consistent advice on any compliance questions/issues arising;
  • Support Project Management team by participating to the implementation of new regulations and providing practical solutions in respect of requirements arising from the implementation of regulations;
  • Manage and coordinate periodical regulatory controls by reporting issues and recommending solutions/changes;
  • Assist with preparing and submitting necessary reports to Chief Compliance Officer.


Your profile

  • Advanced (preferably post-graduate) degree in law, compliance, economics or finance (MBA or equivalent);
  • Between 3 to 5 years of relevant industry experience in the banking sector, including minimum of 2 years in a similar position.
  • Strong knowledge of banking regulations (MiFID II, EMIR, MAR, SFTR);
  • Experience in new regulations implementation in the banking sector – project; management background would be considered as an asset;
  • Ability to draft policies and procedures;
  • Team player with pro-business attitude;
  • Ability to work independently with a proactive and problem-solving mindset;
  • Ease to simplify complex concepts and communicate efficiently on it at all levels in /outside the organization;
  • Strong attention to detail and well organized;
  • Ability to prioritize and to multi-task.
  • Fluent command in English and French are mandatory (written and spoken), any additional language is considered as a plus.

Interested to take up the challenge?

Please send your application to the following address:
Your application will be treated in a confidential way according to the legal dispositions in terms of private data collection and treatment.